GateKeeper Investment Advisers logoGatekeeper InvestmentAdvisers, LLCFiduciary Plan Sponsors

The Engagement

A quiet, orderly handoff of fiduciary responsibility.

You keep your recordkeeper. Employees keep their portal. What changes is who is legally responsible for investment prudence — and how well the lineup performs on their behalf.

  1. 01

    Complimentary Plan Review

    We benchmark your current plan: total expense ratio, fund lineup quality, share classes, revenue-sharing, and fiduciary documentation. You receive a written summary — yours to keep whether you engage us or not.

    Week 1–2

  2. 02

    Written 3(38) Appointment

    Sign the investment management agreement. From that date, discretionary fiduciary responsibility for selecting, monitoring, and replacing plan investments transfers to Royal Fund Management.

    Week 3

  3. 03

    Lineup Optimization

    We build a prudently diversified menu using institutional share classes where available, remove conflicted or underperforming options, and document the entire process for your fiduciary file.

    Week 4–6

  4. 04

    Ongoing Stewardship

    Quarterly investment reviews, annual plan-sponsor report, DOL-ready documentation, and — for participants who opt in — professional 401(k) account management through 401(k) Maneuver.

    Ongoing

Start with the free plan review.

No commitment. You will walk away with a written benchmark of your current plan either way.

Request my free review